{"id":15973,"date":"2025-06-17T14:56:18","date_gmt":"2025-06-17T14:56:18","guid":{"rendered":"https:\/\/zedex.co.in\/vipulp\/?post_type=product&#038;p=15973"},"modified":"2025-06-17T14:56:23","modified_gmt":"2025-06-17T14:56:23","slug":"corporate-and-securities-law","status":"publish","type":"product","link":"https:\/\/zedex.co.in\/vipulp\/product\/corporate-and-securities-law\/","title":{"rendered":"Corporate and Securities Law"},"content":{"rendered":"<h1><strong>SYLLABUS<\/strong><\/h1>\n<p><strong>(1)<\/strong><strong> \u00a0\u00a0\u00a0 Company Law \u2013 An Overview:\u00a0 \u00a0<\/strong><\/p>\n<ul>\n<li><strong>Development of Company Law in India.<\/strong><\/li>\n<li><strong>Doctrines Governing Corporates:<\/strong> Lifting the Corporate Veil<strong>, <\/strong>Doctrine of Ultra Vires, Constructive Notice, Indoor Management, Alter Ego. The Principle of Non Interference (Rule in Foss V\/s Harbottle) \u2013 Meaning,\u00a0 Advantages,\u00a0 Disadvantages &amp; Exceptions, Majority and Minority Rights under Companies Act.<\/li>\n<li><strong>Application of Company Law to Banking and Insurance Sector:<\/strong> Application of Companies Act to Banking and Insurance sector governed by Special Acts. S.1(4) of Companies Act 2013.<\/li>\n<\/ul>\n<p>Exceptions provided (S.67(3), S.73(1), S.129(1), 179(3), S.180(1)(c), S.186, S.189.<\/p>\n<p>&nbsp;<\/p>\n<p><strong>(2)\u00a0\u00a0\u00a0\u00a0 Regulatory Framework governing Stock Exchanges as per Securities Contracts Regulation Act 1956:\u00a0<\/strong><\/p>\n<ul>\n<li>Definition of Securities, Spot Delivery Contract, Ready Delivery Contract, Stock Exchange.<\/li>\n<li>Corporatisation and demutualisation of Stock Exchange \u2013Meaning, Procedure &amp; Withdrawal.<\/li>\n<li>Power of Recognised Stock Exchange to make rules restricting voting rights etc.<\/li>\n<li>Power of Central Government to Direct Rules or Make rules.<\/li>\n<li>Power of SEBI to make or amend bye laws of recognised stock exchange.<\/li>\n<li>Books and Accounts to be maintained by recognized stock exchange.<\/li>\n<li>Grounds on which stock exchange can delist the securities of a company.<\/li>\n<li>Section 3 to Section 20.<\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<p><strong>(3)\u00a0\u00a0\u00a0\u00a0 Security Exchange Board of India:\u00a0 \u00a0<\/strong><\/p>\n<ul>\n<li><strong>SEBI:<\/strong> Objectives-terms-establishment-powers-functions-accounts and audit- penalties \u2013 registration.<\/li>\n<li><strong>Issues of Disclosure Investors Protection Guidelines:<\/strong> Pre &amp; Post obligations-conditions for issue-Debt Security-IPO-E-IPO-Employee option-right-bonus-preferential allotment intermediary-operational-promoter lock in period requirements-offer document.<\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<p><strong>(4)\u00a0\u00a0\u00a0\u00a0 The Depositories Act, 1996:\u00a0<\/strong><\/p>\n<ul>\n<li>Depository \u2013 Meaning, Benefits,\u00a0 Models, Functions Participants<\/li>\n<li>The Depository Act 1996 \u2013 Objectives, Eligibility condition for depository services, Fungibility, Bye laws of depository, Governance of Depository and Internal audit of depository Participants<\/li>\n<li>BSDA and single registration for depository participants.<\/li>\n<\/ul>\n","protected":false},"excerpt":{"rendered":"<h3>SYBBI &#8212; SEMESTER &#8211; IV<\/h3>\n<h2>Author: Suman Kalani<\/h2>\n<h2>FOURTH REVISED EDITION<\/h2>\n","protected":false},"featured_media":15106,"comment_status":"closed","ping_status":"closed","template":"","meta":[],"product_brand":[],"product_cat":[1046,1118,1050,1117],"product_tag":[],"class_list":{"0":"post-15973","1":"product","2":"type-product","3":"status-publish","4":"has-post-thumbnail","6":"product_cat-bbi","7":"product_cat-compulsory-semester-iv-s-y-bbi","8":"product_cat-s-y-bbi","9":"product_cat-semester-iv-s-y-bbi","11":"first","12":"instock","13":"shipping-taxable","14":"purchasable","15":"product-type-simple"},"acf":[],"_links":{"self":[{"href":"https:\/\/zedex.co.in\/vipulp\/wp-json\/wp\/v2\/product\/15973","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/zedex.co.in\/vipulp\/wp-json\/wp\/v2\/product"}],"about":[{"href":"https:\/\/zedex.co.in\/vipulp\/wp-json\/wp\/v2\/types\/product"}],"replies":[{"embeddable":true,"href":"https:\/\/zedex.co.in\/vipulp\/wp-json\/wp\/v2\/comments?post=15973"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/zedex.co.in\/vipulp\/wp-json\/wp\/v2\/media\/15106"}],"wp:attachment":[{"href":"https:\/\/zedex.co.in\/vipulp\/wp-json\/wp\/v2\/media?parent=15973"}],"wp:term":[{"taxonomy":"product_brand","embeddable":true,"href":"https:\/\/zedex.co.in\/vipulp\/wp-json\/wp\/v2\/product_brand?post=15973"},{"taxonomy":"product_cat","embeddable":true,"href":"https:\/\/zedex.co.in\/vipulp\/wp-json\/wp\/v2\/product_cat?post=15973"},{"taxonomy":"product_tag","embeddable":true,"href":"https:\/\/zedex.co.in\/vipulp\/wp-json\/wp\/v2\/product_tag?post=15973"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}